John Browning, MBA and CSA®

John Browning, MBA and CSA®

CEO, Principal

Mr. Browning serves as the Chief Executive Officer for Guardian Rock and is the Amazon best-selling author of the book Build a Life, not a Portfolio: A Guide to Your Financial Future Based on Your Personal Values,” which can be found on Amazon or by contacting Guardian Rock Wealth for a free copy.

Mr. Browning leads the investment committee is directly involved in client service and portfolio decisions.  You can get to know John more by listening to his weekly Building Your Life Podcast

Mr. Browning is a graduate of Cedarville University in Ohio and later obtained his MBA from Northern Illinois University.  John is also a Certified Senior Advisor (CSA®).  John also holds multiple securities licenses including Series 6, 7, 63, 65 & 24., and brings over 30 years of direct real-world Wall Street experience designing specialized portfolios and managing billions in portfolio assets.  John brings a wide range of expertise ranging from security and portfolio analysis to domestic and global economics.

John has served in various executive-level roles in the financial industry at major Wall Street firms including Morgan Stanley, Invesco, Guggenheim, and Nuveen.  John has been featured in Advisors Magazine (issue 95 page 40) and Asset TV.  John has also been quoted on Bloomberg News as well as other publications.

Additionally, John has served and continues to serve on many, not for profit boards. John is the father of six and is a foster and adoptive parent.

Phone: (312) 372-5000
Mobile Phone: (312) 749-8287

Christine Browning

Christine Browning

Operations Specialist

Christine brings a wealth of customer service, operations, and organizational expertise to the team with nearly 30 years of experience. Christine is a two-time business owner and sold her last successful business of seven years in order to join Guardian Rock.

Additionally, Christine also serves as a Registered Nurse taking care of the smallest of us on a Neonatal Intensive Care Unit when she is not working here at Guardian Rock.

Christine is the mother of six children and is a foster and adoptive parent.

Phone: 312-372-5000
Mobile Phone: 630-276-8287

Roy Neal

Roy Neal

Independent Investment Advisory Representative

Roy Neal, is and has been an independent Investment Advisory Representative serving individuals, families and small businesses with their wealth management for over three decades. Mr. Neal holds to the premise that the success of ones financial future stems from an educational experience, which happens with a deep relationship with an experienced financial advisor.  He believes in treating your financial security as if it were his own — constantly reviewing your portfolio and wealth management plan in an attempt to find the best solutions. He continues to be a student of the market and passes on what he learns to his team at Guardian Rock and his clients.

Phone (Direct) (910) 585-0115


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